Unclaimed Profile

James Michael Hard

SARA-BAY FINANCIAL CORP.·SARASOTA, Florida

Series 000, Series 1, Series 3, Series 4, Series 5, Series 8, Series 24, Series 55, Series 63, Series 6528 years registeredSARA-BAY FINANCIAL CORP.

2201 CANTU COURT, SARASOTA, FL 34232CRD# 236707Firm CRD# 133443

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Hard · SARASOTA, FL

Registration

CRD #236707 · SARA-BAY FINANCIAL CORP. · 28 years registered

Brand Profile

Not yet started

Career History

SARA-BAY FINANCIAL CORP.

Mar 2020 – present

SARA-BAY FINANCIAL CORP.

Mar 1998 – Dec 2019

SARASOTA, FL

Registrations & Exams

FINRA examinations passed

Series 000

Series 1

Series 3

Series 4

Series 5

Series 8

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · March 18, 1998

Years registered · 28

Disclosure History

2003Customer Dispute·Dismissed

1993Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SARA-BAY FINANCIAL CORP.

CRD 133443 · SEC 801-79508

AUM

$252M

Regulatory assets under management

Employees

828 client accounts

Services offered by SARA-BAY FINANCIAL CORP.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SARA-BAY FINANCIAL CORP. →

Introduction

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Frequently Asked Questions

What services does James Michael Hard offer?

James Michael Hard specializes in Investment Management, Fee-Only Advisory. Contact their office in SARASOTA, Florida for a consultation.

What are James Michael Hard's credentials?

James Michael Hard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Hard located?

James Michael Hard is based in SARASOTA, Florida, working with SARA-BAY FINANCIAL CORP.. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does James Michael Hard charge for services?

James Michael Hard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SARA-BAY FINANCIAL CORP.?

SARA-BAY FINANCIAL CORP. has approximately 5 employees and manages $252M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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