Unclaimed Profile

David Raphael Kotok

CUMBERLAND ADVISORS INC·SARASOTA, Florida

Series 53, Series 63, Series 65Clean record28 years registeredCUMBERLAND ADVISORS INC

ONE SARASOTA TOWER, SARASOTA, FL 34236CRD# 1079081Firm CRD# 107964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Raphael Kotok · SARASOTA, FL

Registration

CRD #1079081 · CUMBERLAND ADVISORS INC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CUMBERLAND ADVISORS INC

RYAN BECK & CO.

Jun 1999 – Jun 2003

VINELAND, NJ

CUMBERLAND ADVISORS

Apr 1998 – Mar 2025

SARASOTA, FL

Registrations & Exams

FINRA examinations passed

Series 53

Series 63

Series 65

Registration record

First registered · April 3, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CUMBERLAND ADVISORS INC

CRD 107964 · SEC 801-55344

AUM

$3.4B

Regulatory assets under management

Employees

2,608 client accounts

Services offered by CUMBERLAND ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other advisory services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CUMBERLAND ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does David Raphael Kotok offer?

David Raphael Kotok specializes in Investment Management, Retirement Planning, Wealth Management.

What are David Raphael Kotok's credentials?

David Raphael Kotok is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Raphael Kotok located?

David Raphael Kotok is based in SARASOTA, Florida, last registered with CUMBERLAND ADVISORS INC.

How does David Raphael Kotok charge for services?

David Raphael Kotok's firm is compensated through percentage of aum, hourly charges, subscription fees, other: model delivery fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CUMBERLAND ADVISORS INC?

CUMBERLAND ADVISORS INC has approximately 44 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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