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Brian Warren

MONORAIL SECURITIES LLC·SARASOTA, Florida
Unclaimed Profile
3322 BEE RIDGE RD, SARASOTA, FL 34239CRD# 7439033Firm CRD# 285309
01

About

Brian Warren is a registered financial advisor based in SARASOTA, Florida, affiliated with MONORAIL SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
MONORAIL SECURITIES LLC
MONORAIL SECURITIES LLC
AUM
$147K
Regulatory assets under management
Employees
4
Total firm employees
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Fixed fees
Regulatory
SEC/IARD CRD# 7439033
Firm CRD# 285309
No disclosures on file
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05

Frequently Asked Questions

What services does Brian Warren offer?
Brian Warren specializes in Investment Management. Contact their office in SARASOTA, Florida for a consultation.
What are Brian Warren's credentials?
Brian Warren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Warren located?
Brian Warren is based in SARASOTA, Florida, working with MONORAIL SECURITIES LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.
How does Brian Warren charge for services?
Brian Warren's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MONORAIL SECURITIES LLC?
MONORAIL SECURITIES LLC has approximately 4 employees and manages $147K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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