Unclaimed Profile

Brian Warren

MONORAIL SECURITIES LLC·SARASOTA, Florida

Clean recordMONORAIL SECURITIES LLC

3322 BEE RIDGE RD, SARASOTA, FL 34239CRD# 7439033Firm CRD# 285309

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Warren · SARASOTA, FL

Registration

CRD #7439033 · MONORAIL SECURITIES LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Brian Warren is a registered financial advisor based in SARASOTA, Florida, affiliated with MONORAIL SECURITIES LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

MONORAIL SECURITIES LLC

AUM

$147K

Regulatory assets under management

Employees

Total firm employees

View all advisors at MONORAIL SECURITIES LLC →

Services

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Fixed fees

Regulatory

SEC/IARD CRD# 7439033

Firm CRD# 285309

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Brian Warren offer?

Brian Warren specializes in Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Brian Warren's credentials?

Brian Warren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Warren located?

Brian Warren is based in SARASOTA, Florida, working with MONORAIL SECURITIES LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Brian Warren charge for services?

Brian Warren's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONORAIL SECURITIES LLC?

MONORAIL SECURITIES LLC has approximately 4 employees and manages $147K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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