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Thomas Joseph Sboto

LEGEND ADVISORY CORPORATION·PALM BEACH GARDENS, Florida
SIE, Series 7, Series 24, Series 63LEGEND ADVISORY CORPORATION
4600 EAST PARK DRIVE, PALM BEACH GARDENS, FL 33410-4258CRD# 1497190Firm CRD# 104761

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Sboto · PALM BEACH GARDENS, FL
Registration
CRD #1497190 · LEGEND ADVISORY CORPORATION
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
LEGEND ADVISORY, LLC
CRD 104761 · SEC 801-13887
AUM
$1.9B
Regulatory assets under management
Employees
303
26,328 client accounts
Services offered by LEGEND ADVISORY, LLC
Per Form ADV
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at LEGEND ADVISORY, LLC →
Introduction

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Frequently Asked Questions

What services does Thomas Joseph Sboto offer?
Thomas Joseph Sboto specializes in Investment Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.
What are Thomas Joseph Sboto's credentials?
Thomas Joseph Sboto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Sboto located?
Thomas Joseph Sboto is based in PALM BEACH GARDENS, Florida, working with LEGEND ADVISORY CORPORATION. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.
How does Thomas Joseph Sboto charge for services?
Thomas Joseph Sboto's firm is compensated through percentage of aum, other: a percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGEND ADVISORY CORPORATION?
LEGEND ADVISORY CORPORATION has approximately 303 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LEGEND ADVISORY CORPORATION

Anna Chechersky Arena
PALM BEACH GARDENS, FL
Miralda Gingrich
PALM BEACH GARDENS, FL
Glenn Thomas Ferris
PALM BEACH GARDENS, FL
Daniel William Carlson
PALM BEACH GARDENS, FL

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