Unclaimed Profile

Thomas Joseph Sboto

LEGEND ADVISORY CORPORATION·PALM BEACH GARDENS, Florida

Series 24, Series 7, Series 63LEGEND ADVISORY CORPORATION

4600 EAST PARK DRIVE, PALM BEACH GARDENS, FL 33410-4258CRD# 1497190Firm CRD# 104761

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Sboto · PALM BEACH GARDENS, FL

Registration

CRD #1497190 · LEGEND ADVISORY CORPORATION

Brand Profile

Not yet started

Disclosure history

462 disclosures on file · See FINRA BrokerCheck for full record

About

Thomas Joseph Sboto is a registered financial advisor based in PALM BEACH GARDENS, Florida, affiliated with LEGEND ADVISORY CORPORATION. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

LEGEND ADVISORY, LLC

AUM

$1.9B

Regulatory assets under management

Employees

303

Total firm employees

View all advisors at LEGEND ADVISORY, LLC →

Services

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Other: A PERCENTAGE OF PLAN ASSETS

Regulatory

SEC/IARD CRD# 1497190

Firm CRD# 104761

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Joseph Sboto offer?

Thomas Joseph Sboto specializes in Investment Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Thomas Joseph Sboto's credentials?

Thomas Joseph Sboto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Joseph Sboto located?

Thomas Joseph Sboto is based in PALM BEACH GARDENS, Florida, working with LEGEND ADVISORY CORPORATION. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Thomas Joseph Sboto charge for services?

Thomas Joseph Sboto's firm is compensated through percentage of aum, other: a percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGEND ADVISORY CORPORATION?

LEGEND ADVISORY CORPORATION has approximately 303 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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