Unclaimed Profile

Daniel William Carlson

LEGEND ADVISORY CORP·PALM BEACH GARDENS, Florida

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record15 years registeredLEGEND ADVISORY CORP

4600 EAST PARK DRIVE, PALM BEACH GARDENS, FL 33410-4258CRD# 1990240Firm CRD# 104761

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel William Carlson · PALM BEACH GARDENS, FL

Registration

CRD #1990240 · LEGEND ADVISORY CORP · 15 years registered

Brand Profile

Not yet started

Career History

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

Aug 2019 – present

JOHN HANCOCK DISTRIBUTORS LLC

Nov 2018 – present

SIGNATOR INVESTORS, INC.

Sep 2016 – Nov 2018

BOSTON, MA

LEGEND ADVISORY CORPORATION

Jun 2011 – Aug 2015

PALM BEACH GARDENS, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · June 30, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGEND ADVISORY, LLC

CRD 104761 · SEC 801-13887

AUM

$1.9B

Regulatory assets under management

Employees

303

26,328 client accounts

Services offered by LEGEND ADVISORY, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LEGEND ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel William Carlson offer?

Daniel William Carlson specializes in Investment Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Daniel William Carlson's credentials?

Daniel William Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel William Carlson located?

Daniel William Carlson is based in PALM BEACH GARDENS, Florida, working with LEGEND ADVISORY CORP. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Daniel William Carlson charge for services?

Daniel William Carlson's firm is compensated through percentage of aum, other: a percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGEND ADVISORY CORP?

LEGEND ADVISORY CORP has approximately 303 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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