Unclaimed Profile

Robert E Mullis

MONEY CONCEPTS CAPITAL CORP·PALM BEACH GARDENS, Florida

SIE, Series 7, Series 9, Series 10, Series 66, Series 99TOClean record8 years registeredMONEY CONCEPTS CAPITAL CORP

11440 JOG ROAD, PALM BEACH GARDENS, FL 33418CRD# 5823174Firm CRD# 12963

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert E Mullis · PALM BEACH GARDENS, FL

Registration

CRD #5823174 · MONEY CONCEPTS CAPITAL CORP · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS ADVISORY SERVICE

Jun 2021 – Dec 2025

PALM BEACH GARDENS, FL

CETERA ADVISOR NETWORKS LLC

Jun 2019 – Jun 2021

BOCA RATON, FL

CITIGROUP GLOBAL MARKETS INC.

Jun 2018 – Mar 2019

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Series 99TO

Registration record

First registered · June 6, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONEY CONCEPTS CAPITAL CORP

CRD 12963 · SEC 801-39736

AUM

$2.9B

Regulatory assets under management

Employees

407

14,363 client accounts

Services offered by MONEY CONCEPTS CAPITAL CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONEY CONCEPTS CAPITAL CORP →

Introduction

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Frequently Asked Questions

What services does Robert E Mullis offer?

Robert E Mullis specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert E Mullis's credentials?

Robert E Mullis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert E Mullis located?

Robert E Mullis is based in PALM BEACH GARDENS, Florida, last registered with MONEY CONCEPTS CAPITAL CORP.

How does Robert E Mullis charge for services?

Robert E Mullis's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONEY CONCEPTS CAPITAL CORP?

MONEY CONCEPTS CAPITAL CORP has approximately 407 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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