Unclaimed Profile

Lisa M Stanford

MONEY CONCEPTS CAPITAL CORP·PALM BEACH GARDENS, Florida

SIE, Series 7, Series 24, Series 66, Series 99TO15 years registeredMONEY CONCEPTS CAPITAL CORP

11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764CRD# 5427403Firm CRD# 12963

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa M Stanford · PALM BEACH GARDENS, FL

Registration

CRD #5427403 · MONEY CONCEPTS CAPITAL CORP · 15 years registered

Brand Profile

Not yet started

Career History

MONEY CONCEPTS ADVISORY SERVICE

May 2018 – present

MONEY CONCEPTS ADVISORY SERVICE

Mar 2011 – May 2018

PALM BEACH GARDENS, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · March 23, 2011

Years registered · 15

Disclosure History

2025Judgment / Lien

2015Judgment / Lien

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MONEY CONCEPTS CAPITAL CORP

CRD 12963 · SEC 801-39736

AUM

$2.9B

Regulatory assets under management

Employees

407

14,363 client accounts

Services offered by MONEY CONCEPTS CAPITAL CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONEY CONCEPTS CAPITAL CORP →

Introduction

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Frequently Asked Questions

What services does Lisa M Stanford offer?

Lisa M Stanford specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Lisa M Stanford's credentials?

Lisa M Stanford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa M Stanford located?

Lisa M Stanford is based in PALM BEACH GARDENS, Florida, working with MONEY CONCEPTS CAPITAL CORP. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Lisa M Stanford charge for services?

Lisa M Stanford's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONEY CONCEPTS CAPITAL CORP?

MONEY CONCEPTS CAPITAL CORP has approximately 407 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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