Unclaimed Profile

Matthew Dov Kaplan

GREAT ELM CAPITAL MANAGEMENT, INC.·PALM BEACH GARDENS, Florida

SIE, Series 7, Series 7TO, Series 66, Series 86, Series 87CFAClean record18 years registeredGREAT ELM CAPITAL MANAGEMENT, INC.

3801 PGA BOULEVARD, PALM BEACH GARDENS, FL 33410CRD# 5172853Firm CRD# 284304

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Dov Kaplan · PALM BEACH GARDENS, FL

Registration

CRD #5172853 · GREAT ELM CAPITAL MANAGEMENT, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREAT ELM CAPITAL MANAGEMENT, INC.

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

Jul 2020 – Mar 2024

PALM BEACH GARDENS, FL

IMPERIAL CAPITAL ASSET MANAGEMENT LLC

May 2008 – Sep 2015

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 66

Series 86

Series 87

Registration record

First registered · May 1, 2008

Years registered · 18

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREAT ELM CAPITAL MANAGEMENT, LLC

CRD 284304 · SEC 801-108228

AUM

$288M

Regulatory assets under management

Employees

4 client accounts

Services offered by GREAT ELM CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at GREAT ELM CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Dov Kaplan offer?

Matthew Dov Kaplan specializes in Investment Management, Retirement Planning.

What are Matthew Dov Kaplan's credentials?

Matthew Dov Kaplan holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Matthew Dov Kaplan located?

Matthew Dov Kaplan is based in PALM BEACH GARDENS, Florida, last registered with GREAT ELM CAPITAL MANAGEMENT, INC..

How does Matthew Dov Kaplan charge for services?

Matthew Dov Kaplan's firm is compensated through percentage of aum, performance-based fees, other: reimbursement of administration costs and overhead. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT ELM CAPITAL MANAGEMENT, INC.?

GREAT ELM CAPITAL MANAGEMENT, INC. has approximately 17 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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