Unclaimed Profile

Lawrence Joseph Daly

DAC ASSET MANAGEMENT LLC·NAPLES, Florida

Series 1, Series 5, Series 40, Series 63, Series 65Clean record22 years registeredDAC ASSET MANAGEMENT LLC

1575 CLERMONT DRIVE #202, NAPLES, FL 34109CRD# 60305Firm CRD# 129838

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lawrence Joseph Daly · NAPLES, FL

Registration

CRD #60305 · DAC ASSET MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAC ASSET MANAGEMENT LLC

DAC ASSET MANAGEMENT LLC

Nov 2012 – Dec 2018

NAPLES, FL

VERITAS FINANCIAL ADVISORS LLC

Jul 2004 – Apr 2005

BOSTON, MA

DAC ASSET MANAGEMENT LLC

Mar 2004 – Oct 2012

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 1

Series 5

Series 40

Series 63

Series 65

Registration record

First registered · March 3, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAC ASSET MANAGEMENT LLC

CRD 129838 · SEC 801-64537

AUM

$138M

Regulatory assets under management

Employees

4 client accounts

Services offered by DAC ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DAC ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Lawrence Joseph Daly offer?

Lawrence Joseph Daly specializes in Investment Management.

What are Lawrence Joseph Daly's credentials?

Lawrence Joseph Daly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lawrence Joseph Daly located?

Lawrence Joseph Daly is based in NAPLES, Florida, last registered with DAC ASSET MANAGEMENT LLC.

How does Lawrence Joseph Daly charge for services?

Lawrence Joseph Daly's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAC ASSET MANAGEMENT LLC?

DAC ASSET MANAGEMENT LLC has approximately 1 employees and manages $138M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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