Unclaimed Profile

Walter Jose Alves

AZ APICE CAPITAL MANAGEMENT LLC·MIAMI, Florida

SIE, Series 3, Series 6, Series 7, Series 26, Series 63, Series 65, Series 79TOClean record22 years registeredAZ APICE CAPITAL MANAGEMENT LLC

1450 BRICKELL AVE, MIAMI, FL 33131CRD# 2784279Firm CRD# 281973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Jose Alves · MIAMI, FL

Registration

CRD #2784279 · AZ APICE CAPITAL MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

AZIMUT INVESTMENT ADVISORS LLC

Feb 2026 – present

SANCTUARY SECURITIES, INC.

Mar 2022 – present

AZ APICE CAPITAL MANAGEMENT LLC

Feb 2016 – Feb 2026

MIAMI, FL

MORGAN STANLEY

Jun 2009 – Feb 2016

MIAMI, FL

MORGAN STANLEY & CO. INCORPORATED

Feb 2007 – Jun 2009

MIAMI, FL

LEHMAN BROTHERS INC.

May 2004 – Feb 2007

MIAMI, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 26

Series 63

Series 65

Series 79TO

Registration record

First registered · May 14, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AZ APICE CAPITAL MANAGEMENT LLC

CRD 281973 · SEC 801-107020

AUM

$345M

Regulatory assets under management

Employees

166 client accounts

Services offered by AZ APICE CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AZ APICE CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Walter Jose Alves offer?

Walter Jose Alves specializes in Financial Planning, Investment Management. Contact their office in MIAMI, Florida for a consultation.

What are Walter Jose Alves's credentials?

Walter Jose Alves is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walter Jose Alves located?

Walter Jose Alves is based in MIAMI, Florida, working with AZ APICE CAPITAL MANAGEMENT LLC. Their office serves clients in the MIAMI metropolitan area and surrounding communities.

How does Walter Jose Alves charge for services?

Walter Jose Alves's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AZ APICE CAPITAL MANAGEMENT LLC?

AZ APICE CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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