Unclaimed Profile

John Stephen Sullivan

PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE·MIAMI, Florida

Series 3, Series 4, Series 7, Series 24, Series 2728 years registeredPRS INTERNATIONAL INVESTMENT ADVISORY SERVICE

801 BRICKELL AVE STE 1600, MIAMI, FL 33131-2945CRD# 1413427Firm CRD# 112224

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Stephen Sullivan · MIAMI, FL

Registration

CRD #1413427 · PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE

MORA WEALTH MANAGEMENT LLC

Jun 2003 – Mar 2013

MIAMI, FL

EFG CAPITAL ADVISORS INC.

Apr 1998 – Dec 2016

MIAMI, FL

Registrations & Exams

FINRA examinations passed

Series 3

Series 4

Series 7

Series 24

Series 27

Registration record

First registered · April 29, 1998

Years registered · 28

Disclosure History

1995Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EFG CAPITAL ADVISORS INC.

CRD 112224 · SEC 801-32497

AUM

$226M

Regulatory assets under management

Employees

128 client accounts

Services offered by EFG CAPITAL ADVISORS INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at EFG CAPITAL ADVISORS INC. →

Introduction

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Frequently Asked Questions

What services does John Stephen Sullivan offer?

John Stephen Sullivan specializes in Investment Management, Retirement Planning, Wealth Management.

What are John Stephen Sullivan's credentials?

John Stephen Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Stephen Sullivan located?

John Stephen Sullivan is based in MIAMI, Florida, last registered with PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE.

How does John Stephen Sullivan charge for services?

John Stephen Sullivan's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE?

PRS INTERNATIONAL INVESTMENT ADVISORY SERVICE has approximately 8 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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