Unclaimed Profile

Javier Rivero

INSIGNEO ADVISORY SERVICES, LLC·MIAMI, Florida

SIE, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TOClean record21 years registeredINSIGNEO ADVISORY SERVICES, LLC

1221 BRICKELL AVENUE, MIAMI, FL 33131CRD# 4498023Firm CRD# 282589

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Javier Rivero · MIAMI, FL

Registration

CRD #4498023 · INSIGNEO ADVISORY SERVICES, LLC · 21 years registered

Brand Profile

Not yet started

Career History

INSIGNEO ADVISORY SERVICES, LLC

Mar 2018 – present

DYNASTY WEALTH MANAGEMENT, LLC

Aug 2016 – Feb 2018

New York, NY

BRICKELL GLOBAL ADVISORY, INC.

Mar 2014 – Mar 2016

MIAMI, FL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2011 – Mar 2014

MIAMI, FL

WELLS FARGO ADVISORS, LLC

Jan 2007 – Sep 2011

WESTON, FL

WACHOVIA SECURITIES, LLC

Mar 2005 – Jan 2007

WESTON, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 2, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INSIGNEO ADVISORY SERVICES, LLC

CRD 282589 · SEC 801-107256

AUM

$3.1B

Regulatory assets under management

Employees

185

3,802 client accounts

Services offered by INSIGNEO ADVISORY SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at INSIGNEO ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Javier Rivero offer?

Javier Rivero specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MIAMI, Florida for a consultation.

What are Javier Rivero's credentials?

Javier Rivero is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Javier Rivero located?

Javier Rivero is based in MIAMI, Florida, working with INSIGNEO ADVISORY SERVICES, LLC. Their office serves clients in the MIAMI metropolitan area and surrounding communities.

How does Javier Rivero charge for services?

Javier Rivero's firm is compensated through percentage of aum, subscription fees, other: rebates/trailer fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INSIGNEO ADVISORY SERVICES, LLC?

INSIGNEO ADVISORY SERVICES, LLC has approximately 185 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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