Unclaimed Profile

Paul Edward Duffy

INSIGNEO ADVISORY SERVICES, LLC·MIAMI, Florida

SIE, Series 7, Series 8, Series 63, Series 65Clean record22 years registeredINSIGNEO ADVISORY SERVICES, LLC

777 BRICKELL AVENUE, SUITE 1010, MIAMI, FL 33131CRD# 2227111Firm CRD# 282589

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Edward Duffy · MIAMI, FL

Registration

CRD #2227111 · INSIGNEO ADVISORY SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INSIGNEO ADVISORY SERVICES, LLC

INSIGNEO ADVISORY SERVICES, LLC

Aug 2017 – Jan 2020

MIAMI, FL

NORTHEAST ASSET MANAGEMENT LLC

Jan 2009 – Dec 2018

MIAMI, FL

WACHOVIA SECURITIES, LLC

Apr 2004 – Jul 2008

CORAL GABLES, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · April 13, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INSIGNEO ADVISORY SERVICES, LLC

CRD 282589 · SEC 801-107256

AUM

$3.1B

Regulatory assets under management

Employees

185

3,802 client accounts

Services offered by INSIGNEO ADVISORY SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at INSIGNEO ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Edward Duffy offer?

Paul Edward Duffy specializes in Investment Management, Retirement Planning, Wealth Management.

What are Paul Edward Duffy's credentials?

Paul Edward Duffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Edward Duffy located?

Paul Edward Duffy is based in MIAMI, Florida, last registered with INSIGNEO ADVISORY SERVICES, LLC.

How does Paul Edward Duffy charge for services?

Paul Edward Duffy's firm is compensated through percentage of aum, subscription fees, other: rebates/trailer fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INSIGNEO ADVISORY SERVICES, LLC?

INSIGNEO ADVISORY SERVICES, LLC has approximately 185 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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