Unclaimed Profile

Susanne Vaishvila Rosenfeldt

KOVACK ADVISORS, INC.·FT. LAUDERDALE, Florida

SIE, Series 4, Series 7, Series 24, Series 27, Series 39, Series 52TO, Series 53, Series 66, Series 99TOCFPClean record14 years registeredKOVACK ADVISORS, INC.

6451 N. FEDERAL HWY, FT. LAUDERDALE, FL 33308CRD# 1072439Firm CRD# 140808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susanne Vaishvila Rosenfeldt · FT. LAUDERDALE, FL

Registration

CRD #1072439 · KOVACK ADVISORS, INC. · 14 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES & ASSOCIATES, INC.

Jun 2026 – present

RAYMOND JAMES & ASSOCIATES, INC.

Jun 2026 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2020 – present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Dec 2019 – present

KOVACK ADVISORS, INC.

Mar 2012 – Apr 2019

FT. LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 39

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · March 26, 2012

Years registered · 14

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KOVACK ADVISORS, INC.

CRD 140808 · SEC 801-63048

AUM

$4.3B

Regulatory assets under management

Employees

315

18,409 client accounts

Services offered by KOVACK ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KOVACK ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Susanne Vaishvila Rosenfeldt offer?

Susanne Vaishvila Rosenfeldt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FT. LAUDERDALE, Florida for a consultation.

What are Susanne Vaishvila Rosenfeldt's credentials?

Susanne Vaishvila Rosenfeldt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Susanne Vaishvila Rosenfeldt located?

Susanne Vaishvila Rosenfeldt is based in FT. LAUDERDALE, Florida, working with KOVACK ADVISORS, INC.. Their office serves clients in the FT. LAUDERDALE metropolitan area and surrounding communities.

How does Susanne Vaishvila Rosenfeldt charge for services?

Susanne Vaishvila Rosenfeldt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOVACK ADVISORS, INC.?

KOVACK ADVISORS, INC. has approximately 315 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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