Unclaimed Profile

Richard Martin Johns

SOUTHOCEAN INVESTMENT PARTNERS, LLC·FT. LAUDERDALE, Florida

Series 65Clean record11 years registeredSOUTHOCEAN INVESTMENT PARTNERS, LLC

401 E. LAS OLAS BLVD., FT. LAUDERDALE, FL 33301CRD# 6338695Firm CRD# 286095

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Martin Johns · FT. LAUDERDALE, FL

Registration

CRD #6338695 · SOUTHOCEAN INVESTMENT PARTNERS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTHOCEAN INVESTMENT PARTNERS, LLC

SOUTHOCEAN CAPITAL PARTNERS, LLC

Oct 2014 – Aug 2018

FT. LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 31, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTHOCEAN INVESTMENT PARTNERS, LLC

CRD 286095 · SEC 801-110074

AUM

$362M

Regulatory assets under management

Employees

4 client accounts

Services offered by SOUTHOCEAN INVESTMENT PARTNERS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SOUTHOCEAN INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Martin Johns offer?

Richard Martin Johns specializes in Retirement Planning, Fee-Only Advisory.

What are Richard Martin Johns's credentials?

Richard Martin Johns is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Martin Johns located?

Richard Martin Johns is based in FT. LAUDERDALE, Florida, last registered with SOUTHOCEAN INVESTMENT PARTNERS, LLC.

How does Richard Martin Johns charge for services?

Richard Martin Johns's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTHOCEAN INVESTMENT PARTNERS, LLC?

SOUTHOCEAN INVESTMENT PARTNERS, LLC has approximately 5 employees and manages $362M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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