Unclaimed Profile

Ronald John Kovack

KOVACK ADVISORS, INC.·FT. LAUDERDALE, Florida

SIE, Series 1, Series 24, Series 27, Series 53, Series 63, Series 6521 years registeredKOVACK ADVISORS, INC.

6451 N. FEDERAL HWY, FT. LAUDERDALE, FL 33308CRD# 602923Firm CRD# 140808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald John Kovack · FT. LAUDERDALE, FL

Registration

CRD #602923 · KOVACK ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KOVACK ADVISORS, INC.

KOVACK ADVISORS, INC.

Oct 2004 – Feb 2020

FT. LAUDERDALE, FL

RK ADVISORS

Oct 2004 – Aug 2006

FORT LAUDERDALE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · October 5, 2004

Years registered · 21

Disclosure History

1993Customer Dispute·Settled

1991Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KOVACK ADVISORS, INC.

CRD 140808 · SEC 801-63048

AUM

$4.3B

Regulatory assets under management

Employees

315

18,409 client accounts

Services offered by KOVACK ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KOVACK ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald John Kovack offer?

Ronald John Kovack specializes in Financial Planning, Investment Management, Wealth Management.

What are Ronald John Kovack's credentials?

Ronald John Kovack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald John Kovack located?

Ronald John Kovack is based in FT. LAUDERDALE, Florida, last registered with KOVACK ADVISORS, INC..

How does Ronald John Kovack charge for services?

Ronald John Kovack's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOVACK ADVISORS, INC.?

KOVACK ADVISORS, INC. has approximately 315 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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