Unclaimed Profile

Cecilia Mercado

KOVACK ADVISORS, INC.·FT. LAUDERDALE, Florida

SIE, Series 7, Series 24, Series 52TO, Series 66Clean record7 years registeredKOVACK ADVISORS, INC.

6451 N. FEDERAL HWY, FT. LAUDERDALE, FL 33308CRD# 5003364Firm CRD# 140808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cecilia Mercado · FT. LAUDERDALE, FL

Registration

CRD #5003364 · KOVACK ADVISORS, INC. · 7 years registered

Brand Profile

Not yet started

Career History

KOVACK ADVISORS, INC.

Mar 2024 – present

KOVACK SECURITIES INC.

Aug 2018 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 66

Registration record

First registered · August 27, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KOVACK ADVISORS, INC.

CRD 140808 · SEC 801-63048

AUM

$4.3B

Regulatory assets under management

Employees

315

18,409 client accounts

Services offered by KOVACK ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KOVACK ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Cecilia Mercado offer?

Cecilia Mercado specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FT. LAUDERDALE, Florida for a consultation.

What are Cecilia Mercado's credentials?

Cecilia Mercado is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cecilia Mercado located?

Cecilia Mercado is based in FT. LAUDERDALE, Florida, working with KOVACK ADVISORS, INC.. Their office serves clients in the FT. LAUDERDALE metropolitan area and surrounding communities.

How does Cecilia Mercado charge for services?

Cecilia Mercado's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KOVACK ADVISORS, INC.?

KOVACK ADVISORS, INC. has approximately 315 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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