Unclaimed Profile
Sam Eppy
Coastal Wealth·FORT LAUDERDALE, Florida
CRD# 5694250Firm CRD# 10409
01
Career History
Jan 2017 – present
Feb 2016 – present
02
Registrations & Exams
FINRA examinations passed
SIESeries 6Series 7TOSeries 63Series 65
Registration record
First registered · February 16, 2016
Years registered · 10
Professional designation · ChFC
03
Disclosure History
Clean record · no disclosure events on file
Source: SEC IAPD. Verify on FINRA BrokerCheck →
04
Firm Overview
Coastal Wealth
Affiliated with MassMutual
Services offered by MML INVESTORS SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction
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05
Frequently Asked Questions
What services does Sam Eppy offer?
Sam Eppy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.
What are Sam Eppy's credentials?
Sam Eppy holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Sam Eppy located?
Sam Eppy is based in FORT LAUDERDALE, Florida, working with Coastal Wealth. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.
How does Sam Eppy charge for services?
Sam Eppy's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is Coastal Wealth?
Coastal Wealth has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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