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Raymond Nicholas Catone

LAS OLAS CAPITAL ADVISORS, LLC·FORT LAUDERDALE, Florida
SIE, Series 3, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, Series 79TOClean record16 years registeredLAS OLAS CAPITAL ADVISORS, LLC
888 EAST LAS OLAS BLVD, FORT LAUDERDALE, FL 33301CRD# 2259396Firm CRD# 175077

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Raymond Nicholas Catone · FORT LAUDERDALE, FL
Registration
CRD #2259396 · LAS OLAS CAPITAL ADVISORS, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

LAS OLAS CAPITAL WEALTH LLC
Apr 2026 – present
LAS OLAS CAPITAL ADVISORS, LLC
Mar 2017 – present
CITIGROUP GLOBAL MARKETS INC.
Mar 2012 – Feb 2017
MIAMI, FL
BARCLAYS CAPITAL INC.
Jul 2010 – Mar 2012
MIAMI, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 9
Series 10
Series 24
Series 63
Series 66
Series 79TO
Registration record
First registered · July 21, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAS OLAS CAPITAL ADVISORS, LLC
CRD 175077 · SEC 801-100492
AUM
$374M
Regulatory assets under management
Employees
7
33 client accounts
Services offered by LAS OLAS CAPITAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at LAS OLAS CAPITAL ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Raymond Nicholas Catone offer?
Raymond Nicholas Catone specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.
What are Raymond Nicholas Catone's credentials?
Raymond Nicholas Catone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Raymond Nicholas Catone located?
Raymond Nicholas Catone is based in FORT LAUDERDALE, Florida, working with LAS OLAS CAPITAL ADVISORS, LLC. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.
How does Raymond Nicholas Catone charge for services?
Raymond Nicholas Catone's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAS OLAS CAPITAL ADVISORS, LLC?
LAS OLAS CAPITAL ADVISORS, LLC has approximately 7 employees and manages $374M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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James C Ball
FORT LAUDERDALE, FL
Merissa Ann Davis
FORT LAUDERDALE, FL

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