Unclaimed Profile

James C Ball

LAS OLAS CAPITAL ADVISORS, LLC·FORT LAUDERDALE, Florida

Series 4, Series 53, Series 51, Series 24, Series 99, Series 52, Series 7, Series 66Clean recordLAS OLAS CAPITAL ADVISORS, LLC

888 EAST LAS OLAS BLVD, FORT LAUDERDALE, FL 33301CRD# 4434124Firm CRD# 175077

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James C Ball · FORT LAUDERDALE, FL

Registration

CRD #4434124 · LAS OLAS CAPITAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James C Ball is a registered financial advisor based in FORT LAUDERDALE, Florida, affiliated with LAS OLAS CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

LAS OLAS CAPITAL ADVISORS, LLC

AUM

$374M

Regulatory assets under management

Employees

Total firm employees

View all advisors at LAS OLAS CAPITAL ADVISORS, LLC →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 4434124

Firm CRD# 175077

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James C Ball offer?

James C Ball specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.

What are James C Ball's credentials?

James C Ball is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James C Ball located?

James C Ball is based in FORT LAUDERDALE, Florida, working with LAS OLAS CAPITAL ADVISORS, LLC. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.

How does James C Ball charge for services?

James C Ball's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAS OLAS CAPITAL ADVISORS, LLC?

LAS OLAS CAPITAL ADVISORS, LLC has approximately 7 employees and manages $374M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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