Unclaimed Profile
Harris S Fishman
Coastal Wealth·FORT LAUDERDALE, Florida
CRD# 2113268Firm CRD# 10409
01
Career History
Mar 2010 – present
Jan 1991 – present
FIRST FINANCIAL ADVISERS, LLC
Sep 2000 – Oct 2003
BALA CYNWYD, PA
02
Registrations & Exams
FINRA examinations passed
SIESeries 6Series 7Series 24Series 63Series 65
Registration record
First registered · January 4, 1991
Years registered · 35
Professional designation · ChFC
03
Disclosure History
2009Customer Dispute·Denied
1 disclosure event on file · Verify on FINRA BrokerCheck →
Source: SEC IAPD. Resolutions may have changed since.
04
Firm Overview
Coastal Wealth
Affiliated with MassMutual
Services offered by MML INVESTORS SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction
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05
Frequently Asked Questions
What services does Harris S Fishman offer?
Harris S Fishman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT LAUDERDALE, Florida for a consultation.
What are Harris S Fishman's credentials?
Harris S Fishman holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Harris S Fishman located?
Harris S Fishman is based in FORT LAUDERDALE, Florida, working with Coastal Wealth. Their office serves clients in the FORT LAUDERDALE metropolitan area and surrounding communities.
How does Harris S Fishman charge for services?
Harris S Fishman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is Coastal Wealth?
Coastal Wealth has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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