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Douglas William Finley

FINLEY WEALTH MANAGEMENT, LLC·ESTERO, Florida
Unclaimed Profile
10600 CHEVROLET WAY, ESTERO, FL 33928CRD# 3039094Firm CRD# 142776
01

About

Douglas William Finley is a registered financial advisor based in ESTERO, Florida, affiliated with FINLEY WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FINLEY WEALTH MANAGEMENT, LLC
FINLEY WEALTH ADVISORS
AUM
$115M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at FINLEY WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3039094
Firm CRD# 142776
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Douglas William Finley offer?
Douglas William Finley specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ESTERO, Florida for a consultation.
What are Douglas William Finley's credentials?
Douglas William Finley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas William Finley located?
Douglas William Finley is based in ESTERO, Florida, working with FINLEY WEALTH MANAGEMENT, LLC. Their office serves clients in the ESTERO metropolitan area and surrounding communities.
How does Douglas William Finley charge for services?
Douglas William Finley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINLEY WEALTH MANAGEMENT, LLC?
FINLEY WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in FloridaNational Fee Analysis
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