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Tammy Lynn Surratt

LEGACY FAMILY OFFICE, LLC·ESTERO, Florida
Series 7, Series 24, Series 31, Series 66Clean record20 years registeredLEGACY FAMILY OFFICE, LLC
23160 FASHION DRIVE, ESTERO, FL 33928CRD# 4371065Firm CRD# 147160

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tammy Lynn Surratt · ESTERO, FL
Registration
CRD #4371065 · LEGACY FAMILY OFFICE, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

LEGACY FAMILY OFFICE, LLC
Jun 2014 – present
ETON ADVISORS
Apr 2024 – Oct 2024
Bonita Springs, FL
PATHSTONE FAMILY OFFICE, LLC
Feb 2013 – Dec 2013
ESTERO, FL
LEGACY FAMILY OFFICE, LLC
May 2008 – Mar 2013
ESTERO, FL
LPL FINANCIAL CORPORATION
Jun 2006 – Aug 2008
NAPLES, FL
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 31
Series 66
Registration record
First registered · June 28, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LEGACY FAMILY OFFICE, LLC
CRD 147160 · SEC 801-69166
AUM
$34M
Regulatory assets under management
Employees
1
65 client accounts
Services offered by LEGACY FAMILY OFFICE, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at LEGACY FAMILY OFFICE, LLC →
Introduction

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05

Frequently Asked Questions

What services does Tammy Lynn Surratt offer?
Tammy Lynn Surratt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ESTERO, Florida for a consultation.
What are Tammy Lynn Surratt's credentials?
Tammy Lynn Surratt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tammy Lynn Surratt located?
Tammy Lynn Surratt is based in ESTERO, Florida, working with LEGACY FAMILY OFFICE, LLC. Their office serves clients in the ESTERO metropolitan area and surrounding communities.
How does Tammy Lynn Surratt charge for services?
Tammy Lynn Surratt's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGACY FAMILY OFFICE, LLC?
LEGACY FAMILY OFFICE, LLC has approximately 1 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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