Unclaimed Profile

Shon Edward Flaharty

FLAHARTY ASSET MANAGEMENT, LLC·CLEARWATER, Florida

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record30 years registeredFLAHARTY ASSET MANAGEMENT, LLC

311 PARK PLACE BLVD., CLEARWATER, FL 33759CRD# 2666498Firm CRD# 168495

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shon Edward Flaharty · CLEARWATER, FL

Registration

CRD #2666498 · FLAHARTY ASSET MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

MODERN WEALTH MANAGEMENT, LLC

Jun 2026 – present

FLAHARTY ASSET MANAGEMENT, LLC

Sep 2013 – present

LPL FINANCIAL LLC

Sep 2007 – Jun 2026

CLEARWATER, FL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Apr 2004 – Sep 2007

CLEARWATER, FL

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 1995 – Apr 2004

ST PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 20, 1995

Years registered · 30

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FLAHARTY ASSET MANAGEMENT, LLC

CRD 168495 · SEC 801-78437

AUM

$761M

Regulatory assets under management

Employees

2,006 client accounts

Services offered by FLAHARTY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FLAHARTY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Shon Edward Flaharty offer?

Shon Edward Flaharty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLEARWATER, Florida for a consultation.

What are Shon Edward Flaharty's credentials?

Shon Edward Flaharty holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Shon Edward Flaharty located?

Shon Edward Flaharty is based in CLEARWATER, Florida, working with FLAHARTY ASSET MANAGEMENT, LLC. Their office serves clients in the CLEARWATER metropolitan area and surrounding communities.

How does Shon Edward Flaharty charge for services?

Shon Edward Flaharty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FLAHARTY ASSET MANAGEMENT, LLC?

FLAHARTY ASSET MANAGEMENT, LLC has approximately 11 employees and manages $761M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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