Unclaimed Profile

Lucy Kelley Cornelison

FLAHARTY ASSET MANAGEMENT, LLC·CLEARWATER, Florida

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 53, Series 63Clean record12 years registeredFLAHARTY ASSET MANAGEMENT, LLC

311 PARK PLACE BLVD., CLEARWATER, FL 33759CRD# 1854794Firm CRD# 168495

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lucy Kelley Cornelison · CLEARWATER, FL

Registration

CRD #1854794 · FLAHARTY ASSET MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FLAHARTY ASSET MANAGEMENT, LLC

LPL FINANCIAL LLC

Oct 2013 – Jan 2016

CLEARWATER, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 53

Series 63

Registration record

First registered · October 15, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FLAHARTY ASSET MANAGEMENT, LLC

CRD 168495 · SEC 801-78437

AUM

$761M

Regulatory assets under management

Employees

2,006 client accounts

Services offered by FLAHARTY ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FLAHARTY ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Lucy Kelley Cornelison offer?

Lucy Kelley Cornelison specializes in Financial Planning, Investment Management, Wealth Management.

What are Lucy Kelley Cornelison's credentials?

Lucy Kelley Cornelison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lucy Kelley Cornelison located?

Lucy Kelley Cornelison is based in CLEARWATER, Florida, last registered with FLAHARTY ASSET MANAGEMENT, LLC.

How does Lucy Kelley Cornelison charge for services?

Lucy Kelley Cornelison's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FLAHARTY ASSET MANAGEMENT, LLC?

FLAHARTY ASSET MANAGEMENT, LLC has approximately 11 employees and manages $761M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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