Unclaimed Profile

Anthony Michael Roth

WILMINGTON FUNDS MANAGEMENT CORPORATION·WILMINGTON, Delaware

SIE, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record20 years registeredWILMINGTON FUNDS MANAGEMENT CORPORATION

1100 NORTH MARKET STREET, WILMINGTON, DE 19890-0001CRD# 4149212Firm CRD# 105163

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Michael Roth · WILMINGTON, DE

Registration

CRD #4149212 · WILMINGTON FUNDS MANAGEMENT CORPORATION · 20 years registered

Brand Profile

Not yet started

Career History

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Nov 2014 – present

UBS FINANCIAL SERVICES INC.

Aug 2008 – Dec 2012

WEEHAWKEN, NJ

BEAR, STEARNS & CO. INC.

Apr 2006 – Jun 2008

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · April 19, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WILMINGTON FUNDS MANAGEMENT CORPORATION

CRD 105163 · SEC 801-22071

AUM

$14.8B

Regulatory assets under management

Employees

10 client accounts

Services offered by WILMINGTON FUNDS MANAGEMENT CORPORATION

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at WILMINGTON FUNDS MANAGEMENT CORPORATION →

Introduction

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Frequently Asked Questions

What services does Anthony Michael Roth offer?

Anthony Michael Roth specializes in Investment Management, Fee-Only Advisory. Contact their office in WILMINGTON, Delaware for a consultation.

What are Anthony Michael Roth's credentials?

Anthony Michael Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Michael Roth located?

Anthony Michael Roth is based in WILMINGTON, Delaware, working with WILMINGTON FUNDS MANAGEMENT CORPORATION. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does Anthony Michael Roth charge for services?

Anthony Michael Roth's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILMINGTON FUNDS MANAGEMENT CORPORATION?

WILMINGTON FUNDS MANAGEMENT CORPORATION has approximately 35 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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