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Kevin Michael Keefe

REALTA INVESTMENT ADVISORS, INC·WILMINGTON, Delaware
SIE, Series 6, Series 6TO, Series 7, Series 24, Series 63, Series 66CFAClean record12 years registeredREALTA INVESTMENT ADVISORS, INC
1201 N. ORANGE STREET, WILMINGTON, DE 19801CRD# 1869560Firm CRD# 134952

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kevin Michael Keefe · WILMINGTON, DE
Registration
CRD #1869560 · REALTA INVESTMENT ADVISORS, INC · 12 years registered
Brand Profile
Not yet started
01

Career History

INDEPENDENT FINANCIAL GROUP, LLC
Apr 2025 – present
REALTA INVESTMENT ADVISORS, INC
Apr 2023 – Feb 2025
San Diego, CA
INDEPENDENT ADVISOR ALLIANCE, LLC
Apr 2020 – May 2020
San Diego, CA
LPL FINANCIAL LLC
Apr 2020 – Apr 2020
SAN DIEGO, CA
FIRST ALLIED ADVISORY SERVICES, INC.
May 2014 – Apr 2018
SAN DIEGO, CA
FIRST ALLIED ADVISORY SERVICES, INC.
May 2014 – May 2014
SAN DIEGO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 6TO
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · May 6, 2014
Years registered · 12
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
REALTA INVESTMENT ADVISORS, INC
CRD 134952 · SEC 801-68000
AUM
$800M
Regulatory assets under management
Employees
83
3,529 client accounts
Services offered by REALTA INVESTMENT ADVISORS, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at REALTA INVESTMENT ADVISORS, INC →
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Frequently Asked Questions

What services does Kevin Michael Keefe offer?
Kevin Michael Keefe specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILMINGTON, Delaware for a consultation.
What are Kevin Michael Keefe's credentials?
Kevin Michael Keefe holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Kevin Michael Keefe located?
Kevin Michael Keefe is based in WILMINGTON, Delaware, working with REALTA INVESTMENT ADVISORS, INC. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.
How does Kevin Michael Keefe charge for services?
Kevin Michael Keefe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is REALTA INVESTMENT ADVISORS, INC?
REALTA INVESTMENT ADVISORS, INC has approximately 83 employees and manages $800M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at REALTA INVESTMENT ADVISORS, INC

Emilio Battista Primus
WILMINGTON, DE
David James Monahan
WILMINGTON, DE
Steven Michael Richards
WILMINGTON, DE
Timothy Joseph Bowman
WILMINGTON, DE
Francis J Skinner
WILMINGTON, DE
Matthew Dwayne Rakerd
WILMINGTON, DE

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