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Thomas Richard Pierce

WILMINGTON FUNDS MANAGEMENT CORPORATION·WILMINGTON, Delaware
Series 7, Series 63Clean record20 years registeredWILMINGTON FUNDS MANAGEMENT CORPORATION
1100 NORTH MARKET STREET, WILMINGTON, DE 19890-0001CRD# 2389909Firm CRD# 105163

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Richard Pierce · WILMINGTON, DE
Registration
CRD #2389909 · WILMINGTON FUNDS MANAGEMENT CORPORATION · 20 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: WILMINGTON FUNDS MANAGEMENT CORPORATION
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
Jul 2005 – Sep 2023
BALTIMORE, MD
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · July 8, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WILMINGTON FUNDS MANAGEMENT CORPORATION
CRD 105163 · SEC 801-22071
AUM
$14.8B
Regulatory assets under management
Employees
35
10 client accounts
Services offered by WILMINGTON FUNDS MANAGEMENT CORPORATION
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at WILMINGTON FUNDS MANAGEMENT CORPORATION →
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05

Frequently Asked Questions

What services does Thomas Richard Pierce offer?
Thomas Richard Pierce specializes in Investment Management, Fee-Only Advisory.
What are Thomas Richard Pierce's credentials?
Thomas Richard Pierce is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Richard Pierce located?
Thomas Richard Pierce is based in WILMINGTON, Delaware, last registered with WILMINGTON FUNDS MANAGEMENT CORPORATION.
How does Thomas Richard Pierce charge for services?
Thomas Richard Pierce's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILMINGTON FUNDS MANAGEMENT CORPORATION?
WILMINGTON FUNDS MANAGEMENT CORPORATION has approximately 35 employees and manages $14.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WILMINGTON FUNDS MANAGEMENT CORPORATION

Matthew Douglas Glaser
WILMINGTON, DE
Andrew John Baldauf
WILMINGTON, DE
Carl William Jordan
WILMINGTON, DE
Anthony Michael Roth
WILMINGTON, DE

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