Unclaimed Profile

Jonathan Lawrence Lokken

LOKKEN INVESTMENT GROUP, LLC·LEWES, Delaware

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65Clean record26 years registeredLOKKEN INVESTMENT GROUP, LLC

1413 SAVANNAH ROAD,, LEWES, DE 19958CRD# 2956806Firm CRD# 283696

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan Lawrence Lokken · LEWES, DE

Registration

CRD #2956806 · LOKKEN INVESTMENT GROUP, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LOKKEN INVESTMENT GROUP, LLC

LOKKEN INVESTMENT GROUP, LLC

Aug 2016 – Nov 2024

LEWES, DE

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Dec 2008 – Jul 2016

LEWES, DE

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 1999 – Dec 2008

REHOBOTH BEACH, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · November 16, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LOKKEN INVESTMENT GROUP, LLC

CRD 283696 · SEC 801-114384

AUM

$302M

Regulatory assets under management

Employees

1,231 client accounts

Services offered by LOKKEN INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LOKKEN INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Jonathan Lawrence Lokken offer?

Jonathan Lawrence Lokken specializes in Financial Planning, Investment Management, Retirement Planning.

What are Jonathan Lawrence Lokken's credentials?

Jonathan Lawrence Lokken is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan Lawrence Lokken located?

Jonathan Lawrence Lokken is based in LEWES, Delaware, last registered with LOKKEN INVESTMENT GROUP, LLC.

How does Jonathan Lawrence Lokken charge for services?

Jonathan Lawrence Lokken's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOKKEN INVESTMENT GROUP, LLC?

LOKKEN INVESTMENT GROUP, LLC has approximately 5 employees and manages $302M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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