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Carrie Mae Ruark

LOKKEN INVESTMENT GROUP, LLC·LEWES, Delaware
SIE, Series 7, Series 65Clean record6 years registeredLOKKEN INVESTMENT GROUP, LLC
1413 SAVANNAH ROAD,, LEWES, DE 19958CRD# 4789329Firm CRD# 283696

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carrie Mae Ruark · LEWES, DE
Registration
CRD #4789329 · LOKKEN INVESTMENT GROUP, LLC · 6 years registered
Brand Profile
Not yet started
01

Career History

DAKOTA WEALTH, LLC
Nov 2025 – present
LOKKEN INVESTMENT GROUP, LLC
Jan 2020 – Dec 2025
LEWES, DE
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 65
Registration record
First registered · January 5, 2020
Years registered · 6
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LOKKEN INVESTMENT GROUP, LLC
CRD 283696 · SEC 801-114384
AUM
$302M
Regulatory assets under management
Employees
5
1,231 client accounts
Services offered by LOKKEN INVESTMENT GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at LOKKEN INVESTMENT GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does Carrie Mae Ruark offer?
Carrie Mae Ruark specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in LEWES, Delaware for a consultation.
What are Carrie Mae Ruark's credentials?
Carrie Mae Ruark is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carrie Mae Ruark located?
Carrie Mae Ruark is based in LEWES, Delaware, working with LOKKEN INVESTMENT GROUP, LLC. Their office serves clients in the LEWES metropolitan area and surrounding communities.
How does Carrie Mae Ruark charge for services?
Carrie Mae Ruark's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOKKEN INVESTMENT GROUP, LLC?
LOKKEN INVESTMENT GROUP, LLC has approximately 5 employees and manages $302M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LOKKEN INVESTMENT GROUP, LLC

Jonathan Lawrence Lokken
LEWES, DE

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Delaware
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Research
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