Unclaimed Profile

Thomas Karl Metz

METZ CAPITAL MANAGEMENT LLC·LEWES, Delaware

Series 000, Series 1, Series 3, Series 5, Series 40, Series 63, Series 6531 years registeredMETZ CAPITAL MANAGEMENT LLC

439 KINGS HWY, LEWES, DE 19958CRD# 332863Firm CRD# 108382

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Karl Metz · LEWES, DE

Registration

CRD #332863 · METZ CAPITAL MANAGEMENT LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: METZ CAPITAL MANAGEMENT LLC

LEWES PARTNERS LLC

Apr 2003 – Dec 2003

LEWES, DE

METZ CAPITAL MANAGEMENT LLC

Dec 1994 – Dec 2020

LEWES, DE

Registrations & Exams

FINRA examinations passed

Series 000

Series 1

Series 3

Series 5

Series 40

Series 63

Series 65

Registration record

First registered · December 5, 1994

Years registered · 31

Disclosure History

1990Customer Dispute·Settled

1988Customer Dispute·Settled

1987Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

METZ CAPITAL MANAGEMENT LLC

CRD 108382 · SEC 801-56612

AUM

$51M

Regulatory assets under management

Employees

400 client accounts

Services offered by METZ CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at METZ CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Karl Metz offer?

Thomas Karl Metz specializes in Investment Management.

What are Thomas Karl Metz's credentials?

Thomas Karl Metz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Karl Metz located?

Thomas Karl Metz is based in LEWES, Delaware, last registered with METZ CAPITAL MANAGEMENT LLC.

How does Thomas Karl Metz charge for services?

Thomas Karl Metz's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is METZ CAPITAL MANAGEMENT LLC?

METZ CAPITAL MANAGEMENT LLC has approximately 1 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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