AdvisorOS Directory
Claim Profile
Unclaimed Profile
LP

Lucinda Lea Peterson

LAU ASSOCIATES LLC·GREENVILLE, Delaware
Clean record21 years registeredLAU ASSOCIATES LLC
20 MONTCHANIN ROAD, GREENVILLE, DE 19807CRD# 4405205Firm CRD# 105608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lucinda Lea Peterson · GREENVILLE, DE
Registration
CRD #4405205 · LAU ASSOCIATES LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

BRYN MAWR TRUST ADVISORS, LLC
Jul 2023 – present
LAU ASSOCIATES LLC
Aug 2005 – Jan 2020
GREENVILLE, DE
02

Registrations & Exams

Registration record
First registered · August 12, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAU ASSOCIATES LLC
CRD 105608 · SEC 801-24354
AUM
$650M
Regulatory assets under management
Employees
7
161 client accounts
Services offered by LAU ASSOCIATES LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LAU ASSOCIATES LLC →
Introduction

Speak with Lucinda

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lucinda is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENVILLE?

Browse all registered financial advisors in GREENVILLE, Delaware or claim this profile if it's yours.

Browse GREENVILLE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Lucinda Lea Peterson offer?
Lucinda Lea Peterson specializes in Financial Planning, Investment Management. Contact their office in GREENVILLE, Delaware for a consultation.
What are Lucinda Lea Peterson's credentials?
Lucinda Lea Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lucinda Lea Peterson located?
Lucinda Lea Peterson is based in GREENVILLE, Delaware, working with LAU ASSOCIATES LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.
How does Lucinda Lea Peterson charge for services?
Lucinda Lea Peterson's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAU ASSOCIATES LLC?
LAU ASSOCIATES LLC has approximately 7 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at LAU ASSOCIATES LLC

Thomas Martin Weary
GREENVILLE, DE
Jacob Dorsey Weaver
GREENVILLE, DE
Jorge Ramon Rueda
GREENVILLE, DE
Laura Davlin Granger
GREENVILLE, DE
Judith Wisdom Lau
GREENVILLE, DE

More Advisors in GREENVILLE, Delaware

Kenneth Eugene Foley
SPEARHEAD ADMINISTRATIVE SERVICES, LLC·GREENVILLE, DE
Lisa M Lamarche
MILESTONE WEALTH ADVISORS, INC.·GREENVILLE, DE
CFP
Alyson Renee Kest
SPEARHEAD ADMINISTRATIVE SERVICES, LLC·GREENVILLE, DE
David Raymond Hargrove
BASSETT HARGROVE INVESTMENT COUNSEL, LLC·GREENVILLE, DE
Howard Calvert Richardson
INVESTMENT MANAGEMENT & PLANNING LLC·GREENVILLE, DE
CFP
Jarrett Todd Bostwick
SPEARHEAD ADMINISTRATIVE SERVICES, LLC·GREENVILLE, DE

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Delaware
WILMINGTON (110)NEWARK (12)DOVER (10)REHOBOTH BEACH (8)LEWES (5)ROCKLAND (2)DAGSBORO (2)MONTCHANIN (2)HOCKESSIN (1)0000740272 (1)
City Guides
WILMINGTON GuideNEWARK GuideDOVER GuideREHOBOTH BEACH GuideLEWES Guide
Research
Advisor Fees in DelawareNational Fee Analysis
Request removal of this profile