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Judith Wisdom Lau

LAU ASSOCIATES LLC·GREENVILLE, Delaware
Series 65Clean record35 years registeredLAU ASSOCIATES LLC
20 MONTCHANIN ROAD, GREENVILLE, DE 19807CRD# 2269961Firm CRD# 105608

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Judith Wisdom Lau · GREENVILLE, DE
Registration
CRD #2269961 · LAU ASSOCIATES LLC · 35 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: LAU ASSOCIATES LLC
LAU ASSOCIATES LLC
Jan 1991 – Mar 2019
GREENVILLE, DE
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 1, 1991
Years registered · 35
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAU ASSOCIATES LLC
CRD 105608 · SEC 801-24354
AUM
$650M
Regulatory assets under management
Employees
7
161 client accounts
Services offered by LAU ASSOCIATES LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LAU ASSOCIATES LLC →
Introduction

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05

Frequently Asked Questions

What services does Judith Wisdom Lau offer?
Judith Wisdom Lau specializes in Financial Planning, Investment Management.
What are Judith Wisdom Lau's credentials?
Judith Wisdom Lau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Judith Wisdom Lau located?
Judith Wisdom Lau is based in GREENVILLE, Delaware, last registered with LAU ASSOCIATES LLC.
How does Judith Wisdom Lau charge for services?
Judith Wisdom Lau's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAU ASSOCIATES LLC?
LAU ASSOCIATES LLC has approximately 7 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LAU ASSOCIATES LLC

Thomas Martin Weary
GREENVILLE, DE
Jacob Dorsey Weaver
GREENVILLE, DE
Jorge Ramon Rueda
GREENVILLE, DE
Laura Davlin Granger
GREENVILLE, DE
Lucinda Lea Peterson
GREENVILLE, DE

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Nearby cities in Delaware
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Research
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