Unclaimed Profile

Scott Thomas Fleming

STONEBRIDGE ADVISORS LLC·WILTON, Connecticut

Series 3, Series 7, Series 24, Series 27, Series 63, Series 6523 years registeredSTONEBRIDGE ADVISORS LLC

10 WESTPORT ROAD, WILTON, CT 06897-4543CRD# 1326991Firm CRD# 134017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Thomas Fleming · WILTON, CT

Registration

CRD #1326991 · STONEBRIDGE ADVISORS LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STONEBRIDGE ADVISORS LLC

STONEBRIDGE ADVISORS LLC

Mar 2005 – Dec 2025

WILTON, CT

STONEBRIDGE ASSET MANAGEMENT,LLC

May 2003 – Mar 2011

WILTON, CT

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · May 22, 2003

Years registered · 23

Disclosure History

2000Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STONEBRIDGE ADVISORS LLC

CRD 134017 · SEC 801-63899

AUM

$10.0B

Regulatory assets under management

Employees

4,104 client accounts

Services offered by STONEBRIDGE ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at STONEBRIDGE ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Scott Thomas Fleming offer?

Scott Thomas Fleming specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Scott Thomas Fleming's credentials?

Scott Thomas Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Thomas Fleming located?

Scott Thomas Fleming is based in WILTON, Connecticut, last registered with STONEBRIDGE ADVISORS LLC.

How does Scott Thomas Fleming charge for services?

Scott Thomas Fleming's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEBRIDGE ADVISORS LLC?

STONEBRIDGE ADVISORS LLC has approximately 17 employees and manages $10.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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