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Catherine Ann Keating

COMMONFUND ASSET MANAGEMENT COMPANY, INC.·WILTON, Connecticut
SIE, Series 3, Series 7, Series 9, Series 10, Series 23, Series 24, Series 63Clean recordCOMMONFUND ASSET MANAGEMENT COMPANY, INC.
15 OLD DANBURY ROAD, WILTON, CT 06897-0812CRD# 3222275Firm CRD# 110689

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Ann Keating · WILTON, CT
Registration
CRD #3222275 · COMMONFUND ASSET MANAGEMENT COMPANY, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 9
Series 10
Series 23
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
COMMONFUND OCIO, INC.
CRD 110689 · SEC 801-56548
AUM
$20.2B
Regulatory assets under management
Employees
42
147 client accounts
Services offered by COMMONFUND OCIO, INC.
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at COMMONFUND OCIO, INC. →
Introduction

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04

Frequently Asked Questions

What services does Catherine Ann Keating offer?
Catherine Ann Keating specializes in Retirement Planning, Wealth Management. Contact their office in WILTON, Connecticut for a consultation.
What are Catherine Ann Keating's credentials?
Catherine Ann Keating is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Ann Keating located?
Catherine Ann Keating is based in WILTON, Connecticut, working with COMMONFUND ASSET MANAGEMENT COMPANY, INC.. Their office serves clients in the WILTON metropolitan area and surrounding communities.
How does Catherine Ann Keating charge for services?
Catherine Ann Keating's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMONFUND ASSET MANAGEMENT COMPANY, INC.?
COMMONFUND ASSET MANAGEMENT COMPANY, INC. has approximately 42 employees and manages $20.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COMMONFUND ASSET MANAGEMENT COMPANY, INC.

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David James Scarozza
WILTON, CT
Mark Jonathon Anson
WILTON, CT
CFA
Michael Howard Strauss
WILTON, CT
Michael John Guido
WILTON, CT
Kristofer Stephen Kwait
WILTON, CT

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