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Dana James Moreau

COMMONFUND OCIO, INC.·WILTON, Connecticut
SIE, Series 7, Series 31, Series 63, Series 99TOClean recordCOMMONFUND OCIO, INC.
15 OLD DANBURY ROAD, WILTON, CT 06897-0812CRD# 5870902Firm CRD# 110689

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dana James Moreau · WILTON, CT
Registration
CRD #5870902 · COMMONFUND OCIO, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
COMMONFUND OCIO, INC.
CRD 110689 · SEC 801-56548
AUM
$20.2B
Regulatory assets under management
Employees
42
147 client accounts
Services offered by COMMONFUND OCIO, INC.
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at COMMONFUND OCIO, INC. →
Introduction

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Frequently Asked Questions

What services does Dana James Moreau offer?
Dana James Moreau specializes in Retirement Planning, Wealth Management. Contact their office in WILTON, Connecticut for a consultation.
What are Dana James Moreau's credentials?
Dana James Moreau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dana James Moreau located?
Dana James Moreau is based in WILTON, Connecticut, working with COMMONFUND OCIO, INC.. Their office serves clients in the WILTON metropolitan area and surrounding communities.
How does Dana James Moreau charge for services?
Dana James Moreau's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMONFUND OCIO, INC.?
COMMONFUND OCIO, INC. has approximately 42 employees and manages $20.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COMMONFUND OCIO, INC.

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Mark Jonathon Anson
WILTON, CT
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WILTON, CT
Michael John Guido
WILTON, CT
Kristofer Stephen Kwait
WILTON, CT
Timothy Titus Yates
WILTON, CT

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