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Thomas Joseph Higgins

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC·WESTPORT, Connecticut
SIE, Series 7, Series 24, Series 27, Series 63, Series 79TO, Series 99TOClean recordA.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
88 POST ROAD WEST, WESTPORT, CT 06880CRD# 1477505Firm CRD# 8361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Higgins · WESTPORT, CT
Registration
CRD #1477505 · A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
CRD 8361 · SEC 801-70276
AUM
$1.7B
Regulatory assets under management
Employees
318
5,849 client accounts
Services offered by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC →
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04

Frequently Asked Questions

What services does Thomas Joseph Higgins offer?
Thomas Joseph Higgins specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTPORT, Connecticut for a consultation.
What are Thomas Joseph Higgins's credentials?
Thomas Joseph Higgins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Higgins located?
Thomas Joseph Higgins is based in WESTPORT, Connecticut, working with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.
How does Thomas Joseph Higgins charge for services?
Thomas Joseph Higgins's firm is compensated through percentage of aum, hourly charges, other: sub-adviser of pooled investment vehicle charges a performance f. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC?
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC has approximately 318 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

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Elena Fusillo
WESTPORT, CT
Robert Henry Decker
WESTPORT, CT
Alphonse John Iii Calicchio
WESTPORT, CT

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