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Phillip William Michals

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC·WESTPORT, Connecticut
SIE, Series 7, Series 24, Series 63, Series 65, Series 99Clean record19 years registeredA.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
88 POST ROAD WEST, WESTPORT, CT 06880CRD# 2414124Firm CRD# 8361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Phillip William Michals · WESTPORT, CT
Registration
CRD #2414124 · A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

A.G.P / ALLIANCE GLOBAL PARTNERS
Mar 2018 – present
AEGIS CAPITAL CORP.
Mar 2010 – Mar 2018
NEW YORK, NY
GUNNALLEN FINANCIAL, INC
Aug 2006 – Mar 2010
NEW YORK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Series 99
Registration record
First registered · August 17, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
CRD 8361 · SEC 801-70276
AUM
$1.7B
Regulatory assets under management
Employees
318
5,849 client accounts
Services offered by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC →
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05

Frequently Asked Questions

What services does Phillip William Michals offer?
Phillip William Michals specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTPORT, Connecticut for a consultation.
What are Phillip William Michals's credentials?
Phillip William Michals is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Phillip William Michals located?
Phillip William Michals is based in WESTPORT, Connecticut, working with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.
How does Phillip William Michals charge for services?
Phillip William Michals's firm is compensated through percentage of aum, hourly charges, other: sub-adviser of pooled investment vehicle charges a performance f. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC?
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC has approximately 318 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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