AdvisorOS Directory
Claim Profile
Unclaimed Profile
CK

Craig Erin Klein

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC·WESTPORT, Connecticut
SIE, Series 27, Series 99TOClean recordA.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
88 POST ROAD WEST, WESTPORT, CT 06880CRD# 3253836Firm CRD# 8361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Craig Erin Klein · WESTPORT, CT
Registration
CRD #3253836 · A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
CRD 8361 · SEC 801-70276
AUM
$1.7B
Regulatory assets under management
Employees
318
5,849 client accounts
Services offered by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC →
Introduction

Speak with Craig Erin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Craig Erin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WESTPORT?

Browse all registered financial advisors in WESTPORT, Connecticut or claim this profile if it's yours.

Browse WESTPORT AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Craig Erin Klein offer?
Craig Erin Klein specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTPORT, Connecticut for a consultation.
What are Craig Erin Klein's credentials?
Craig Erin Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Craig Erin Klein located?
Craig Erin Klein is based in WESTPORT, Connecticut, working with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.
How does Craig Erin Klein charge for services?
Craig Erin Klein's firm is compensated through percentage of aum, hourly charges, other: sub-adviser of pooled investment vehicle charges a performance f. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC?
A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC has approximately 318 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

John Joseph Venezia
WESTPORT, CT
Raffaele Gambardella
WESTPORT, CT
Elena Fusillo
WESTPORT, CT
Robert Henry Decker
WESTPORT, CT
Alphonse John Iii Calicchio
WESTPORT, CT
David Arthur Bocchi
WESTPORT, CT

More Advisors in WESTPORT, Connecticut

Justin Reed Gaines
BHMS INVESTMENTS, LP·WESTPORT, CT
Anthony Mario Pesco
REX CAPITAL MANAGEMENT, LLC·WESTPORT, CT
Erik Leif Olsen
CATAMETRICS MANAGEMENT, LLC·WESTPORT, CT
Ashley Schexnaildre
WESTPORT RESOURCES MANAGEMENT INC·WESTPORT, CT
John Kavanagh Tysseland
ENERGY INCOME PARTNERS LLC·WESTPORT, CT
Ronald D Weiner
RETIREMENT DESIGN & MANAGEMENT INC·WESTPORT, CT
CFP

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Connecticut
STAMFORD (246)GREENWICH (197)HARTFORD (90)WEST HARTFORD (82)WILTON (50)DARIEN (48)GLASTONBURY (40)FAIRFIELD (36)NORWALK (35)FARMINGTON (30)
City Guides
STAMFORD GuideGREENWICH GuideHARTFORD GuideWEST HARTFORD GuideWILTON Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
Request removal of this profile