Unclaimed Profile

Alphonse John Iii Calicchio

A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.·WESTPORT, Connecticut

SIE, Series 3, Series 6, Series 7, Series 24, Series 30, Series 55, Series 57TO, Series 63, Series 72, Series 99TOClean record19 years registeredA.G.P. / ALLIANCE GLOBAL PARTNERS CORP.

88 POST ROAD WEST, WESTPORT, CT 06880CRD# 1577654Firm CRD# 8361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alphonse John Iii Calicchio · WESTPORT, CT

Registration

CRD #1577654 · A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. · 19 years registered

Brand Profile

Not yet started

Career History

CALIFORNIA BENEFITS AND RETIREMENT GROUP, LLC

Nov 2019 – present

A.G.P / ALLIANCE GLOBAL PARTNERS

Jul 2009 – Jul 2022

NEWPORT BEACH, CA

JCAL CAPITAL MANAGEMENT, LLC

Mar 2007 – Dec 2009

CORONA DEL MAR, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 24

Series 30

Series 55

Series 57TO

Series 63

Series 72

Series 99TO

Registration record

First registered · March 22, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

CRD 8361 · SEC 801-70276

AUM

$1.7B

Regulatory assets under management

Employees

318

5,849 client accounts

Services offered by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Alphonse John Iii Calicchio offer?

Alphonse John Iii Calicchio specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTPORT, Connecticut for a consultation.

What are Alphonse John Iii Calicchio's credentials?

Alphonse John Iii Calicchio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alphonse John Iii Calicchio located?

Alphonse John Iii Calicchio is based in WESTPORT, Connecticut, working with A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.. Their office serves clients in the WESTPORT metropolitan area and surrounding communities.

How does Alphonse John Iii Calicchio charge for services?

Alphonse John Iii Calicchio's firm is compensated through percentage of aum, hourly charges, other: sub-adviser of pooled investment vehicle charges a performance f. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.?

A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. has approximately 318 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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