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Thayer Swallen

TUDOR INVESTMENT CORPORATION·STAMFORD, Connecticut
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200 ELM STREET, STAMFORD, CT 06902-3826CRD# 7885147Firm CRD# 159792
01

About

Thayer Swallen is a registered financial advisor based in STAMFORD, Connecticut, affiliated with TUDOR INVESTMENT CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
TUDOR INVESTMENT CORPORATION
TUDOR INVESTMENT CORPORATION
AUM
$63.6B
Regulatory assets under management
Employees
355
Total firm employees
View all advisors at TUDOR INVESTMENT CORPORATION →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: EXPENSE PASS THROUGH
Regulatory
SEC/IARD CRD# 7885147
Firm CRD# 159792
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thayer Swallen offer?
Thayer Swallen specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in STAMFORD, Connecticut for a consultation.
What are Thayer Swallen's credentials?
Thayer Swallen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thayer Swallen located?
Thayer Swallen is based in STAMFORD, Connecticut, working with TUDOR INVESTMENT CORPORATION. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.
How does Thayer Swallen charge for services?
Thayer Swallen's firm is compensated through percentage of aum, performance-based fees, other: expense pass through. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TUDOR INVESTMENT CORPORATION?
TUDOR INVESTMENT CORPORATION has approximately 355 employees and manages $63.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)WESTPORT (338)HARTFORD (225)DARIEN (222)NORWALK (134)
City Guides
GREENWICH GuideWESTPORT GuideHARTFORD GuideDARIEN GuideNORWALK Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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