Unclaimed Profile

Ian Andrew Malloch

ONE RIVER ASSET MANAGEMENT, LLC·STAMFORD, Connecticut

Clean recordONE RIVER ASSET MANAGEMENT, LLC

2200 ATLANTIC STREET, STAMFORD, CT 06902CRD# 4918690Firm CRD# 167835

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ian Andrew Malloch · STAMFORD, CT

Registration

CRD #4918690 · ONE RIVER ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Ian Andrew Malloch is a registered financial advisor based in STAMFORD, Connecticut, affiliated with ONE RIVER ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ONE RIVER ASSET MANAGEMENT, LLC

AUM

$4.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at ONE RIVER ASSET MANAGEMENT, LLC →

Services

Pension consulting

Market timing services

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4918690

Firm CRD# 167835

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ian Andrew Malloch offer?

Ian Andrew Malloch specializes in Retirement Planning. Contact their office in STAMFORD, Connecticut for a consultation.

What are Ian Andrew Malloch's credentials?

Ian Andrew Malloch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ian Andrew Malloch located?

Ian Andrew Malloch is based in STAMFORD, Connecticut, working with ONE RIVER ASSET MANAGEMENT, LLC. Their office serves clients in the STAMFORD metropolitan area and surrounding communities.

How does Ian Andrew Malloch charge for services?

Ian Andrew Malloch's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE RIVER ASSET MANAGEMENT, LLC?

ONE RIVER ASSET MANAGEMENT, LLC has approximately 32 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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