Unclaimed Profile

Stephen Thomas Lisenby

ONE RIVER ASSET MANAGEMENT, LLC·COS COB, Connecticut

Clean recordONE RIVER ASSET MANAGEMENT, LLC

3 RIVER ROAD, COS COB, CT 06807CRD# 5773751Firm CRD# 167835

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Thomas Lisenby · COS COB, CT

Registration

CRD #5773751 · ONE RIVER ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Thomas Lisenby is a registered financial advisor based in COS COB, Connecticut, affiliated with ONE RIVER ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ONE RIVER ASSET MANAGEMENT, LLC

AUM

$4.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at ONE RIVER ASSET MANAGEMENT, LLC →

Services

Pension consulting

Market timing services

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5773751

Firm CRD# 167835

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Thomas Lisenby offer?

Stephen Thomas Lisenby specializes in Retirement Planning. Contact their office in COS COB, Connecticut for a consultation.

What are Stephen Thomas Lisenby's credentials?

Stephen Thomas Lisenby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Thomas Lisenby located?

Stephen Thomas Lisenby is based in COS COB, Connecticut, working with ONE RIVER ASSET MANAGEMENT, LLC. Their office serves clients in the COS COB metropolitan area and surrounding communities.

How does Stephen Thomas Lisenby charge for services?

Stephen Thomas Lisenby's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE RIVER ASSET MANAGEMENT, LLC?

ONE RIVER ASSET MANAGEMENT, LLC has approximately 32 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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