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Philip B Smith

INVESTORS CAPITAL MANAGEMENT INC·ROWAYTON, Connecticut
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71 ROWAYTON AVENUE, ROWAYTON, CT 06853CRD# 1672732Firm CRD# 110823
01

About

Philip B Smith is a registered financial advisor based in ROWAYTON, Connecticut, affiliated with INVESTORS CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
INVESTORS CAPITAL MANAGEMENT INC
INVESTORS CAPITAL MANAGEMENT INC
AUM
$46M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at INVESTORS CAPITAL MANAGEMENT INC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1672732
Firm CRD# 110823
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Philip B Smith offer?
Philip B Smith specializes in Investment Management. Contact their office in ROWAYTON, Connecticut for a consultation.
What are Philip B Smith's credentials?
Philip B Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip B Smith located?
Philip B Smith is based in ROWAYTON, Connecticut, working with INVESTORS CAPITAL MANAGEMENT INC. Their office serves clients in the ROWAYTON metropolitan area and surrounding communities.
How does Philip B Smith charge for services?
Philip B Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTORS CAPITAL MANAGEMENT INC?
INVESTORS CAPITAL MANAGEMENT INC has approximately 1 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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