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INVESTORS CAPITAL MANAGEMENT INC
INVESTORS CAPITAL MANAGEMENT INC
ROWAYTON, Connecticut
·
6 registered advisors
·
CRD# 110823
SEC# 801-40164
203-857-4321
01
Firm Overview
AUM
$46M
Regulatory assets under management
Employees
1
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Other
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Investment Management
04
Advisors at INVESTORS CAPITAL MANAGEMENT INC
6 registered advisors
Jonathan Dwight Agnew
ROWAYTON, Connecticut
CRD# 2244639
Michael John Little
ROWAYTON, Connecticut
CRD# 1372278
Philip B Smith
ROWAYTON, Connecticut
CRD# 1672732
Regis William Schultis
ROWAYTON, Connecticut
CRD# 415657
Robert Marshall Kock
ROWAYTON, Connecticut
CRD# 272998
Sherry Tranum Kock
ROWAYTON, Connecticut
CRD# 5889796
05
Office Locations
ROWAYTON, Connecticut
6 advisors
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Data sourced from SEC Form ADV filings. INVESTORS CAPITAL MANAGEMENT INC (CRD# 110823) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.