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Nancy Baxter Mendoza

MENDOZA AND ASSOCIATES, INC.·ROCKY HILL, Connecticut
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35 COLD SPRING ROAD, ROCKY HILL, CT 06067CRD# 6036320Firm CRD# 125579
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About

Nancy Baxter Mendoza is a registered financial advisor based in ROCKY HILL, Connecticut, affiliated with MENDOZA AND ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
MENDOZA AND ASSOCIATES, INC.
MENDOZA AND ASSOCIATES, INC.
AUM
$43M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at MENDOZA AND ASSOCIATES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
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Background

Compensation
Percentage of AUM
Subscription fees
Other: SHARE IN 3RD PARTY MANAGER FEES
Regulatory
SEC/IARD CRD# 6036320
Firm CRD# 125579
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nancy Baxter Mendoza offer?
Nancy Baxter Mendoza specializes in Financial Planning, Investment Management. Contact their office in ROCKY HILL, Connecticut for a consultation.
What are Nancy Baxter Mendoza's credentials?
Nancy Baxter Mendoza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nancy Baxter Mendoza located?
Nancy Baxter Mendoza is based in ROCKY HILL, Connecticut, working with MENDOZA AND ASSOCIATES, INC.. Their office serves clients in the ROCKY HILL metropolitan area and surrounding communities.
How does Nancy Baxter Mendoza charge for services?
Nancy Baxter Mendoza's firm is compensated through percentage of aum, subscription fees, other: share in 3rd party manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MENDOZA AND ASSOCIATES, INC.?
MENDOZA AND ASSOCIATES, INC. has approximately 1 employees and manages $43M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ROCKY HILL
Michael David Mendoza — MENDOZA AND ASSOCIATES, INC.
Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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