MENDOZA AND ASSOCIATES, INC.

ROCKY HILL, Connecticut·1 registered advisor·CRD# 125579
SEC# 801-68082(860) 563-1319
01

Firm Overview

AUM
$43M
Regulatory assets under management
Employees
1
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Other: SHARE IN 3RD PARTY MANAGER FEES
03

Specialties

Financial PlanningInvestment Management
04

Advisors at MENDOZA AND ASSOCIATES, INC.

1 registered advisor
Michael David Mendoza
ROCKY HILL, Connecticut
ChFC
05

Office Locations

ROCKY HILL, Connecticut
1 advisor

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Data sourced from SEC Form ADV filings. MENDOZA AND ASSOCIATES, INC. (CRD# 125579) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.