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Steven Jay Simes

SJS CORPORATION·RIVERSIDE, Connecticut
Clean recordSJS CORPORATION
1111 E. PUTNAM AVENUE, RIVERSIDE, CT 06878-1355CRD# 2134935Firm CRD# 127466

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Jay Simes · RIVERSIDE, CT
Registration
CRD #2134935 · SJS CORPORATION
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Steven Jay Simes is a registered financial advisor based in RIVERSIDE, Connecticut, affiliated with SJS CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SJS CORPORATION
SJS CORPORATION
AUM
$818M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SJS CORPORATION →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
Regulatory
SEC/IARD CRD# 2134935
Firm CRD# 127466
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Steven Jay Simes offer?
Steven Jay Simes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RIVERSIDE, Connecticut for a consultation.
What are Steven Jay Simes's credentials?
Steven Jay Simes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Jay Simes located?
Steven Jay Simes is based in RIVERSIDE, Connecticut, working with SJS CORPORATION. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.
How does Steven Jay Simes charge for services?
Steven Jay Simes's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SJS CORPORATION?
SJS CORPORATION has approximately 6 employees and manages $818M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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