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John C Baxter

BAXTER BROTHERS INC.·RIVERSIDE, Connecticut
Series 7, Series 66Clean record23 years registeredBAXTER BROTHERS INC.
1030 EAST PUTNAM AVENUE, RIVERSIDE, CT 06878CRD# 4136822Firm CRD# 106548

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John C Baxter · RIVERSIDE, CT
Registration
CRD #4136822 · BAXTER BROTHERS INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

BAXTER INVESTMENT MANAGEMENT
Apr 2003 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · April 24, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BAXTER BROTHERS INC.
CRD 106548 · SEC 801-1939
AUM
$915M
Regulatory assets under management
Employees
7
985 client accounts
Services offered by BAXTER BROTHERS INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BAXTER BROTHERS INC. →
Introduction

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05

Frequently Asked Questions

What services does John C Baxter offer?
John C Baxter specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in RIVERSIDE, Connecticut for a consultation.
What are John C Baxter's credentials?
John C Baxter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John C Baxter located?
John C Baxter is based in RIVERSIDE, Connecticut, working with BAXTER BROTHERS INC.. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.
How does John C Baxter charge for services?
John C Baxter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAXTER BROTHERS INC.?
BAXTER BROTHERS INC. has approximately 7 employees and manages $915M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BAXTER BROTHERS INC.

William Joseph Baxter
RIVERSIDE, CT

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