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Andrew Drake Sawyer

CDM FINANCIAL COUNSELING SERVICES, INC.·NORWICH, Connecticut
SIE, Series 7, Series 63, Series 87CFAClean record7 years registeredCDM FINANCIAL COUNSELING SERVICES, INC.
457 WEST MAIN STREET, NORWICH, CT 06360CRD# 4218645Firm CRD# 126295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew Drake Sawyer · NORWICH, CT
Registration
CRD #4218645 · CDM FINANCIAL COUNSELING SERVICES, INC. · 7 years registered
Brand Profile
Not yet started
01

Career History

THAMES FINANCIAL MANAGEMENT
Sep 2018 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 87
Registration record
First registered · September 24, 2018
Years registered · 7
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CDM FINANCIAL COUNSELING SERVICES, INC.
CRD 126295 · SEC 801-112929
AUM
$237M
Regulatory assets under management
Employees
2
553 client accounts
Services offered by CDM FINANCIAL COUNSELING SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CDM FINANCIAL COUNSELING SERVICES, INC. →
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05

Frequently Asked Questions

What services does Andrew Drake Sawyer offer?
Andrew Drake Sawyer specializes in Financial Planning, Investment Management. Contact their office in NORWICH, Connecticut for a consultation.
What are Andrew Drake Sawyer's credentials?
Andrew Drake Sawyer holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Andrew Drake Sawyer located?
Andrew Drake Sawyer is based in NORWICH, Connecticut, working with CDM FINANCIAL COUNSELING SERVICES, INC.. Their office serves clients in the NORWICH metropolitan area and surrounding communities.
How does Andrew Drake Sawyer charge for services?
Andrew Drake Sawyer's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CDM FINANCIAL COUNSELING SERVICES, INC.?
CDM FINANCIAL COUNSELING SERVICES, INC. has approximately 2 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CDM FINANCIAL COUNSELING SERVICES, INC.

Eric Norman Kanter
NORWICH, CT
Barbara D Kanter
NORWICH, CT
Steven L. Bokoff
NORWICH, CT
Michael Abbott Goldblatt
NORWICH, CT

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